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Ohio division of securities 3 q 2026

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The document is a Form 3-Q used to report the sale of securities in Ohio, claiming an exemption under section 1707.03(Q) of the Ohio Revised Code. It outlines the necessary information and requirements for issuers, including filing fees, details about the securities sold, and compliance with federal regulations. The form must be submitted to the Ohio Division of Securities along with a completed application and payment.

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Click ‘Get Form’ to open the Ohio Division of Securities Form 3-Q in the editor.
Begin by entering the issuer's full name and Federal Tax Identification Number in the designated fields.
Fill in the issuer's address, including city, state, and zip code. Ensure all information is accurate for correspondence purposes.
Specify the type of entity (e.g., Corporation, Partnership) and state of incorporation/formation.
In the section for securities sold, list each type of security along with its sale date, number of units sold, price per unit, and total purchasers.
Confirm your claim of exemption under Section 4(2) of the Securities Act by checking the appropriate box.
Complete any additional sections regarding commissions or remuneration related to sales in Ohio.
Finally, ensure you sign and date the form before submission. Consider sending it via certified mail for verification.

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Versions	Form popularity	Fillable & printable
2019	4.8 Satisfied (122 Votes)
2005	4 Satisfied (23 Votes)

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