DocHub 16686617-fillable-division-ofFillable Online com ohio division of securities form 3q Fax 2026

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The document is Form 3-Q, a report used to claim an exemption under section 1707.03(Q) for securities sold in Ohio within 60 days of filing. It outlines the necessary information and requirements for issuers relying on Section 4(2) of the Securities Act of 1933, including filing fees, submission instructions, and details about the securities sold.

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Click ‘Get Form’ to open the DocHub editor and access the fillable Form 3-Q.
Begin by entering the issuer's full name and Federal Tax Identification Number in the designated fields.
Fill in the issuer's address, including city, state, and zip code, along with a contact phone number.
Indicate the state of incorporation and type of entity (e.g., Corporation, Partnership) in the appropriate sections.
In the section for securities sold, list each type of security sold within 60 days, including date of sale, number of units sold, price per unit, and number of purchasers.
Confirm your claim of exemption under Section 4(2) of the Securities Act by checking the relevant box.
Complete any additional information regarding commissions or remuneration paid for sales in Ohio as required.
Review all entered information for accuracy before signing and dating the form at the bottom.

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2019	4.8 Satisfied (122 Votes)
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