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The signed and docHubd copy of your Form ID is referred to as the authenticating document, which helps protect filers by ensuring that Form ID submissions on their behalf are authentic and legitimate. The authenticating document must include the following information: Signature of authorized individual.
The Form ID processing time can take from 1 to 2 business days in which a CIK number will be issued to the Filer if approved. The Filer will receive the notice of accepted Form ID with CIK number via their email. The Filer can send the CIK to EDGAR Solutions where we can generate the rest of the Access Codes.
The SEC assigns a unique number known as a CIK to each entity or individual that submits filings to the SEC. You may look up a CIK by searching either of the following databases. Enter as much of the filer name as you know in the search box, and select from the list of results.
Go to the Filer Management Website and click Press Here to Begin. Click Generate Access Codes from the menu options. Input your CIK and passphrase (the 8 character code you created in your Form ID application) and select Generate Access Codes. Your PMAC, CCC, and password will appear in the next window.
Firms that manage more than $25 million in assets in under management and have at least one managed account need to register with the SEC or the state(s) in which they are located and/or doing business.
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The SEC Action Lookup feature allows you to look up information about individuals who have been named as defendants in SEC federal court actions or respondents in SEC administrative proceedings.
Protect investors. Maintain fair, orderly, and efficient markets. Facilitate capital formation.
The registration forms a company files with the SEC provide docHub information, including: A description of the companys properties and business; A description of the security to be offered for sale; Information about the management of the company; and. Financial statements certified by independent accountants.

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