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The document outlines the requirements and instructions for filing Form N-8A, a notification of registration for investment companies under Section 8(a) of the Investment Company Act of 1940. It emphasizes that the form must be submitted electronically to the SEC and provides detailed guidelines on how to complete the form, including necessary information about the registrant, its organization, and compliance with regulatory obligations.

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What is Section 8A of the securities Act?

Section 8A also allows the SEC to issue cease and desist orders to issuers and bar officers and directors who have violated the Securities Acts anti- fraud provisions.

What is an 8A form?

SEC Form 8-A is required by the Securities and Exchange Commission (SEC) from companies seeking to register securities. It must be submitted before securities can be offered on an exchange. It is also known as the Registration of Certain Classes of Securities and the short-form registration statement.

What is a section 8 filing?

SEC Form S-8 refers to a filing that allows public companies to register securities it offers as part of an employee benefit plan. Companies are required by the Securities and Exchange Commission (SEC) to register these securities before they are issued under the Securities Exchange Act of 1933.

What is form n=8A?

274.10 Form N-8A, for notification of registration. This form shall be used as the notification of registration filed with the Commission pursuant to section 8(a) of the Investment Company Act of 1940.

What is n=8A?

OMB 3235-0175 Form N-8A is the form used by investment companies to file notifications of registrations with the Commission under the Investment Company Act of 1940.

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