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Form U10 may only be submitted online. FINRA provides a sample U10 so that candidates for registration can familiarize themselves with the form. If you are a new user, you will have to register and receive a username and password before you can fill out the form.
Eligibility. You do not need to be employed by or sponsored by a FINRA member firm in order to register and take the series 65 exam.
Form U10, the Uniform Examination Request for non-FINRA candidates, is designed for use by individuals not employed or associated with FINRA member firms who, as part of a registration process, have been specifically required by another regulatory authority to qualify by examination.
This number will be included in the Notice of Enrollment email sent upon the enrollment request approval and is also displayed on the \u201cMy Profile\u201d page in TESS. If you have registered through the U10 system in the past, the same ID number is associated with your TESS profile.