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Known as one of the toughest FINRA licensing exams, Series 7 has a pass rate of less than 72%. You need a prep course that ensures one of those passers will be you.
When will I get the results of my SIE Exam? Candidates taking the SIE get the results of the exam immediately upon completion. A candidate who passes the SIE exam will receive a grade of pass. FINRA does not provide a numeric score.
Is Series 7 much harder than SIE? Yes, Series 7 is more difficult because it covers advanced securities and trading strategies. It requires deeper knowledge and application than the SIEs basic concepts.
Form U10, the Uniform Examination Request for non-FINRA candidates, is designed for use by individuals not employed or associated with FINRA member firms who, as part of a registration process, have been specifically required by another regulatory authority to qualify by examination.
Series 65 vs 7 Requirements The Series 7 exam is considered one of the most challenging exams for financial professionals. The Series 65, on the other hand, is the requisite first step for financial advisorsa passing score is required before you can advance your career.
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People also ask

But just how hard is it, really? Think of it like this: if the Series 7 Exam is a buffet of every kind of investment you could imagine, the Series 66 is like reading the fine print on the menu. Its all about the rules, state-specific regulations, and making sure youre playing fair with clients. But dont worry.

form u10 series 65