Form 13 501f1 2026

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The document outlines the proposed ASC Rule 13-501 Fees by the Alberta Securities Commission (ASC), which aims to replace existing fee structures and introduce new participation fee models for reporting issuers and regulated entities. The proposed rule, open for public comment until January 18, 2016, includes fee increases and adjustments based on market capitalization and trading activity. It addresses the need for updated fees due to changes in Alberta's capital markets since the last fee increase nearly a decade ago. The rule is set to take effect on December 1, 2016, pending Ministerial approval.

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Click ‘Get Form’ to open it in the editor.
Begin by entering the name of the reporting issuer and the end date of the previous financial year in the designated fields.
Select the type of reporting issuer by checking either 'Class 1 reporting issuer' or 'Class 3B reporting issuer'.
Input the highest trading marketplace and provide details for each specified trading period, including closing prices and number of outstanding securities.
Calculate the market value for each class or series of equity securities based on your inputs and enter these values in their respective fields.
Determine the fair value of outstanding debt securities and input this information as well.
Finally, calculate your total capitalization and participation fee, ensuring all calculations are accurate before submission.

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Form 13 501f1 2026

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