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- Click ‘Get Form’ to open the reg 397 PDF in the editor.
- Begin by filling in your Firm Name, Firm Number, and Firm Address. Ensure that all details are printed clearly in black ink or typed for legibility.
- Next, provide the mailing address if it differs from your firm’s address. This is crucial for receiving your New Report of Sales.
- In the section for New Report of Sales, enter the first and last report numbers along with their respective issue dates for a 12-month period prior to your request. Repeat this for each required entry.
- At the bottom of the form, certify your information by printing your name, title, and telephone number. Don’t forget to sign and date the form.
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