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SEC DISCLOSURE OBLIGATIONS. SEC regulations require publicly owned companies to disclose certain types of business and financial data on a regular basis to the SEC and to the company's stockholders.
SEC Form SD. Specialized disclosure reports are investment disclosure reports outside the typical filing categories for SEC forms. SD reports can include Conflict Minerals Disclosures and Responsible Sourcing reports.
The legislation requires companies that report to the US Securities Exchange Commission (SEC) to disclose if any of the minerals used in their products have been sourced from the Democratic Republic of Congo or any of the adjoining countries, and to describe how they have verified this.
Form SD is an Exchange Act form used to satisfy special disclosure requirements implemented under the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to conflict minerals contained in products that reporting companies manufacture or contract to be manufactured and necessary to the functionality or ...
SEC-Required Disclosure Documents The SEC requires all publicly-traded companies to prepare and issue two disclosure-related annual reports, one for the SEC itself and one for the company's shareholders. These reports are filed as documents called 10-Ks and must be updated by the company as events change substantially.
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Specialized disclosure reports are investment disclosure reports outside the typical filing categories for SEC forms. SD reports can include Conflict Minerals Disclosures and Responsible Sourcing reports. OMB 3235-0697.
Form SD is an Exchange Act form used to satisfy special disclosure requirements implemented under the Dodd-Frank Wall Street Reform and Consumer Protection Act relating to conflict minerals contained in products that reporting companies manufacture or contract to be manufactured and necessary to the functionality or ...
The SEC filing is a financial statement or other formal document submitted to the U.S. Securities and Exchange Commission (SEC). Public companies, certain insiders, and broker-dealers are required to make regular SEC filings.
Disclosure is the process of making facts or information known to the public. Proper disclosure by corporations is the act of making its customers, investors, and analysts aware of pertinent information.
SEC Form SD. Specialized disclosure reports are investment disclosure reports outside the typical filing categories for SEC forms. SD reports can include Conflict Minerals Disclosures and Responsible Sourcing reports.

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