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Click ‘Get Form’ to open the form 45 106f1 in our editor.
Begin by filling out Item 1, providing the full name and contact details of the issuer or underwriter. If applicable, include the investment fund manager's information.
In Item 2, indicate whether the issuer is a reporting issuer and list relevant jurisdictions.
For Item 3, select the industry of the issuer by checking the appropriate box from the provided options.
Complete Schedule I as instructed in Item 4 to assist with further sections of the report.
In Item 5, state all distribution dates for securities issued.
For Item 6, describe each security distributed, including type, total number, and any exemptions relied upon.
Fill out Item 7 with details about purchasers' jurisdictions and associated financial data.
Complete Item 8 by detailing compensation related to distributions.
Finalize by certifying your report in the Certificate section and providing contact information in Item 10.

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How to file a report of exempt distribution?

Form 45-106F1 Report of Exempt Distribution The Report must be filed through SEDAR+. Schedules 1 and 2 of the Report must be filed using the following templates developed by the CSA: Schedule 1 Template [English] Schedule 2 Template [English]

What are exempt distributions?

Exempt Distributions Summary. The exempt market describes a section of Canadas capital markets where securities can be sold without the protections associated with a prospectus. The general rule under Ontario securities law is that any security that will be offered to the public must be offered under a prospectus.