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  1. Click ‘Get Form’ to open the u4 form in the editor.
  2. Begin by filling out the 'General Information' section. Enter your first name, middle name, last name, and suffix as required. Ensure that your individual CRD number and SSN are accurately entered.
  3. Proceed to the 'Fingerprint Information' section. Select whether you will submit a fingerprint card or if you qualify for an exemption. Make sure to provide any necessary details regarding your fingerprint submission.
  4. In the 'Registration with Unaffiliated Firms' section, answer the questions regarding dual registration status. If applicable, list any firms you are currently registered with.
  5. Complete the 'SRO Registrations' section by checking appropriate SRO registration requests based on your qualifications.
  6. Fill out the 'Jurisdiction Registration' section by checking relevant jurisdictions for registration requests.
  7. Review all sections for accuracy before submitting. Use our platform's features to save your progress and make edits as needed.

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