AB Form 13-501F1 (Class 1 and 3B Reporting Issuers 2026

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The document is Form 13-501F1 submitted to the Alberta Securities Commission by Sahara Energy Ltd., certifying the accuracy of financial information regarding its equity securities for the previous financial year ending December 31, 2020. It includes details on trading periods, market values, and a calculated participation fee of $400.

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Click ‘Get Form’ to open it in the editor.
Begin by filling in your name and title in the 'Management Certification' section. Ensure that you provide accurate information as this certifies the completeness of the form.
Enter the reporting issuer name, which is crucial for identifying your organization. For example, 'SAHARA ENERGY LTD.'
Specify the end date of the previous financial year and select the type of reporting issuer by checking either Class 1 or Class 3B.
For each specified trading period, input the closing price of the security and number of securities outstanding. This data is essential for calculating market value.
Calculate and enter the market value for each trading period based on your inputs. Repeat this for all applicable periods.
Finally, complete the participation fee section by entering any late fees if applicable, ensuring all totals are accurate before submission.

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Versions	Form popularity	Fillable & printable
2021	4.4 Satisfied (31 Votes)
2016	4 Satisfied (25 Votes)

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What is an issuer under the Securities Act?

An issuer is a legal entity that develops, registers and sells securities to finance its operations. Issuers may be corporations, investment trusts, or domestic or foreign governments. Issuers make available securities such as equity shares, bonds, and warrants.

What is a class 3B reporting issuer?

Class 3A reporting issuer or a Class 3B reporting issuer, that at the end of its previous financial. year, has securities listed or quoted on a marketplace; Class 2 reporting issuer means a reporting issuer that does not have securities listed or quoted.

What is form 13 501F1?

Participation fees are required to be submitted annually under ASC Rule 13-501 Fees, Part 5 and Part 6. A Class 1 reporting issuer and a Class 3B reporting issuer must file a completed Form 13-501F1 Class 1 Reporting Issuers and Class 3B Reporting Issuers Participation Fee.

What does it mean to be a reporting issuer?

reporting issuer means an issuer that. (a) has issued securities in respect of which. (i) a prospectus was filed and a receipt was issued, (ii) a statement of material facts was filed and accepted, or.

What is a reporting company issuer?

In the context of federal securities laws, it means a company (also known as reporting issuer and public company) subject to Section 13 or 15(d) of the Exchange Act. A company becomes subject to the Exchange Act under the following circumstances: Securities exchange listing.

form 13 501f1

Ab form 13 501f1 class 1 and 3b reporting issuers download form 13-502f1 class 1 and class 3b reporting issuers – participation fee asc form 13-501f1 fillable form 13-501f1 alberta Form 13 502F1 Participation Fee osc rule 13-502 Class 1 reporting issuer Alberta participation fee form

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Is a mutual fund a reporting issuer?

A mutual fund that offers or has offered securities under a prospectus for so long as the mutual fund remains a reporting issuer. A non-redeemable investment fund that is a reporting issuer.