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What is a reporting company issuer?

Related Content. Also known as US reporting company or US public company. A company subject to Section 13 or 15(d) of the US Securities Exchange Act of 1934 (Exchange Act), which requires the company to file periodic reports with the US Securities and Exchange Commission (SEC).

Who is considered an issuer?

An issuer is a legal entity that develops, registers and sells securities to finance its operations. Issuers may be corporations, investment trusts, or domestic or foreign governments.

What is a non-reporting company issuer?

Non-reporting issuer is an issuer that is not required to file periodic reports . Non-reporting issuers are U.S. private companies , non-U.S. private companies, or non-U.S. companies that are public in their home countries but are not reporting companies in the U.S.

How do I become a reporting issuer?

An issuer usually becomes a reporting issuer by issuing securities under a prospectus in British Columbia. They can also become a reporting issuer through a reverse-takeover or other corporate transaction involving an existing public issuer or a direct listing on a recognized stock exchange.

Who are reporting issuers?

An issuer that files a prospectus with a securities regulator and obtains a receipt for it will become a reporting issuer.

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