FINRA-NYSE TRF Subscriber Service Agreement RETAIL Sep2020.doc 2026

1. Click ‘Get Form’ to open the FINRA-NYSE TRF Subscriber Service Agreement in the editor.
2. Begin by filling out the 'Organizational Profile' section. Enter your organization's date, SEC number, CRD number, MPID, and contact details including business phone and fax.
3. In the 'General Information' section, provide the name of your organization and business address. Ensure you include a valid email address for correspondence.
4. Select your type of organization by checking the appropriate box (Corporation, LLC, Partnership, or Sole Proprietor) and indicate your business activities with TRF.
5. Confirm your FINRA membership status and attest to qualifying as a Retail Participant as defined in FINRA Rule 7620B(a).
6. Review the 'Participant Application Agreement' carefully. Ensure all representations are accurate before signing at the designated areas.
7. Once completed, save your document and utilize our platform's features to securely send it via email to crs@nyse.com for submission.

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