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How to use or fill out FINRA-NYSE TRF Subscriber Service Agreement RETAIL Mar2020.doc with our platform
- Click ‘Get Form’ to open the FINRA-NYSE TRF Subscriber Service Agreement in the editor.
- Begin by filling out the 'Organizational Profile' section. Enter the date, SEC No., CRD No., MPID, and contact details including business phone and fax.
- In the 'General Information' section, provide the name of the TRF Subscriber and business address. Ensure you include an email address for correspondence.
- Select your type of organization by checking the appropriate box (Corporation, LLC, Partnership, Sole Proprietor) and indicate your business activities with TRF.
- Confirm your FINRA membership status and attest to qualifying as a Retail Participant as defined in FINRA Rule 7620B(a).
- Review and complete the 'Participant Application Agreement' section, ensuring all representations are accurate before signing.
- Finally, save your completed document and submit it via email to crs@nyse.com as instructed in the application process checklist.
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