Form M-11 - New York Attorney General - New York State - oag state ny 2026

1. Click ‘Get Form’ to open it in the editor.
2. Begin by entering the File Number, which can be found on your fee receipt for the original filing.
3. In the Issuer Statement section, provide the Issuer Name and Principal Office Address, including City, State, and Zip Code.
4. Indicate whether the issuer is an existing or proposed entity and select the type of organization (corporation, partnership, etc.).
5. Describe briefly the business of the issuer in the designated field.
6. Specify what type of securities will be offered (stock, bonds, etc.) and how they will be sold.
7. Complete sections regarding offering amounts and anticipated expenses. Attach any necessary literature as indicated.
8. Answer all questions regarding past legal issues or judgments against the issuer or its officers.
9. Provide detailed information for each officer or director as required in Item 13.
10. Ensure all signatures are collected before submission. One original signature is required at filing.

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