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Key Takeaways. Form S-8 refers to a filing that allows public companies to register securities it offers as part of an employee benefit plan. The filing is required by the Securities and Exchange Commission under the Securities Exchange Act of 1933. The form must be filed before a company issues of these securities.
What is a POS AM filing?
What Is the SEC POS AM Filing? The SEC POS AM filing is submitted by companies that have filed a prospectus for registration with the U.S. Securities and Exchange Commission (SEC). It is a post-effective amendment to that registration statement that is not immediately effective upon filing.
What are the requirements for the post-effective amendment?
The post-effective amendment must consist of the facing page; any disclosure required by this Form that is necessary to update the registration statement to reflect the additional securities, additional classes of securities, or additional registrants; any required opinions and consents; and the signature page.
What does code M mean on Form 4?
The transaction code M on a SEC Form 4 filing indicates that the transaction was a gift or a transfer of securities. This means that the securities were transferred to the recipient without any payment or compensation in return.
What is a 1 a pos filing?
Companies offering securities under Tier 2 must produce continual reports on the offering, including its final status. Under Regulation A, other forms we file are: 1-A/A: Pre-qualification amendment for offering statement under Regulation A. 1-A POS: Post-qualification amendment to a 1-A offering statement.
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Related links
FORM 10-K HP INC.
Dec 10, 2020 Non-Marketable Equity Investments and Non-Financial Assets: HPs non 10(m)(m)(m) Form of Grant Agreement for grants of non-qualified stock.
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