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Click ‘Get Form’ to open the SBIR Funding Agreement Certification in the editor.
Begin by entering the Grant Contract Number at the top of the form. This is essential for tracking your application.
Fill in the Program Director(s)/Principal Investigator(s) (PD(s)/PI(s)) section with the names of those responsible for overseeing the project.
Carefully read through each certification statement. Check all applicable boxes, ensuring that you meet ownership and control requirements as outlined in 13 C.F.R. § 121.702.
For each question regarding corporate documents, partnerships, or LLCs, provide accurate responses and explanations where necessary.
Complete the sections confirming employee count and eligibility requirements, ensuring all information is truthful to avoid penalties.
Finally, have an authorized officer sign and date the certification at the bottom of the form before submission.
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An SBIR/STTR funding agreement is a contract, grant, or cooperative agreement entered into between an SBIR/STTR participating Federal Agency and a small business for the performance of research, experimental, or developmental work funded by the Federal Government.
What is an SBIR contract?
SBIR and STTR programs include a competitive, three-phased process to solicit proposals from small business concerns (SBCs) for research/research and development (R/RD), production, services, or any combination to meet stated agency needs or missions; and to award funding agreements to qualifying SBCs.
How does an SBIR work?
Applicants for the SBIR and STTR program must be for-profit companies. Only small businesses with minority ownership by venture capitalists are eligible. Your firm is ineligible to participate in the DOE SBIR/STTR program. The research and development needs to be conducted in the US and its territories.
What does SBIR stand for?
Small Business Innovation Research (SBIR)
How much money can you get from SBIR?
Funding amounts can vary widely across DOD agencies (e.g., Army, Navy, Air Force). Typically, SBIR Phase I: awards may range from $50,000 to $150,000. SBIR Phase II: award amount can vary by agency and program, but it often provides funding in the range of $750,000 to $1,500,000 for a period of up to two years.
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Phase I is the opportunity to establish the scientific, technical, commercial merit and feasibility of your proposed innovation. Army SBIR Phase I contracts are typically a three- to six-month timeframe with awards up to $250K.
Related links
SBIRSalaryValidationGuide.pdf
The National Science Foundation (NSF) encourages awardees applying for Small Business. Innovation Research (SBIR) awards to justify their proposed employee
All small businesses that are selected for award of an SBIR funding agreement must complete this certification at the time of award and any other time set forth
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