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Form 10-K Filing SEC Filing Deadlines Accelerated Filer: Public Float Between $75 million and $700 million 75 days post fiscal year-end. Non-Accelerated Filer: Public Float $75 million 90 days post fiscal year-end.
0:00 10:44 Downloading a 10-K into an Excel File from SEC.gov - YouTube YouTube Start of suggested clip End of suggested clip So first of all go to sec.gov thats the securities and exchange commission. So scc.gov. This is theMoreSo first of all go to sec.gov thats the securities and exchange commission. So scc.gov. This is the home page. Now look for this small little link right up here called company filings.
Companies with more than $10 million in assets and a class of equity securities that is held by more than 2000 owners must file annual and other periodic reports, regardless of whether the securities are publicly or privately traded.
The Form 10 is usually preferable if shares have been held long enough that they do not need to be registered. This is because under SEC rules, Form 10 is automatically effective 60 days after it is filed. An S-1 is not effective until the SECs comments are fully addressed.
Notably, 10-K filings are public information and readily available through a number of sources. In fact, the vast majority of companies include them in the Investor Relations section of their website.
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The government requires companies to publish 10-K forms so investors have fundamental information about companies so they can make informed investment decisions. This form gives a clearer picture of everything a company does and what kinds of risks it faces.
To find a particular companys Form 10-K filings, use the Company Search for the SECs EDGAR database. On the returned listing of filings for the company, enter 10-K in the Filing Type box near the top of the page to filter for only Forms 10-K that have been filed.
The 10-K is a document required by the Securities and Exchange Commission (SEC) for all public companies. 1 It is the best source of information on a company, providing among other information a description of the business and industry, risks, a summary of legal proceedings and financial statements.
All companies, foreign and domestic, are required to file registration statements, periodic reports, and other forms electronically through EDGAR. Anyone can access and download this information for free.
Detailed instructions Look up your filing through the SEC filing search or the list of filings on each company page. Click the Notable SEC filings if youre looking for filings other than 10-K, 10-Q, and 8-K. Find the table you would like to export. Click the XLSX button. Your table is downloaded.