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A Form S-3 filing is a simplified version of Form S-1 which is used to register a companys securities with the Securities and Exchange Commission (SEC).
Under U.S. securities law, SEC Form 3 is required when an individual becomes a corporate insider, meaning that once they have been appointed as an officer, director, or have become the beneficial owner of more than 10% of any class of the companys registered securities, a Form 3 must be filled within 10 calendar days.
If you choose not to e-file, you may print any Missouri tax form from our website at dor.mo.gov/forms.
Form 3 is an SEC filing filed with the US Securities and Exchange Commission to indicate a preliminary insider transaction by an officer, director, or beneficial (10%) owner of the companys securities. These are typically seen after a company IPOs when insiders make their first transactions.
Section 16 is a subsection of The Securities Exchange Act. The section specifies so-called beneficial owners to publicly disclose their beneficial relationship with a company by filing a Section 16 form. Form 3 is filed by new directors, officers or shareholders. Its also filed after an IPO.
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A form used to report initial beneficial ownership of a reporting companys equity securities.

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