Reg 396 2026

1. Click ‘Get Form’ to open the Wholesale Report of Sale (reg 396) in the editor.
2. Begin by filling in your firm name, firm number, and firm address clearly in the designated fields. Ensure all information is accurate to avoid processing delays.
3. In the section requesting the number of sheets, specify how many Wholesale Reports of Sales you need. This should reflect your usage over the past year.
4. Enter the first and last wholesale report numbers along with their corresponding dates for each period requested. Make sure these numbers are correct as they will be verified.
5. Complete the certification section by printing your name, title, and telephone number. Sign and date the form where indicated to validate your request.
6. Review all entries for completeness and accuracy before submitting. Once satisfied, save your document and proceed to send it as instructed.

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