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Representation letter non affiliate

Legent representation letter 2026

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The document is a Rule 144 Seller's Representation Letter from Legent Clearing LLC, submitted by a non-affiliate of the issuer. It requests the transfer agent to remove restrictive legends from certain securities, confirming that the undersigned is not an affiliate of the company and has held the shares for a specified period. The letter includes declarations about the acquisition of shares, compliance with SEC regulations, and assurance that there are no undisclosed developments affecting the company.

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Click ‘Get Form’ to open the legent representation letter in the editor.
Begin by filling in the company name where indicated. This is essential for identifying the issuer of the securities.
Next, provide the CUSIP number and quantity of shares being requested for transfer. Ensure accuracy to avoid processing delays.
Indicate your status as an affiliate by checking the appropriate box regarding your holding period. This section is crucial for compliance with SEC regulations.
In the explanation section, briefly describe how you acquired the shares, including payment details. This adds clarity to your request.
Finally, sign and date the document at the bottom. Ensure that all information is correct before submission to Legent Clearing LLC.

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