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Commonly Asked Questions about US Public Corporation Documents

If you decide to conduct a registered public offering, the Securities Act requires your company to file a registration statement with the SEC before it may offer its securities for sale.
A public corporation is a company whose shares are listed to be traded on a public market, such as the New York Stock Exchange (NYSE).
The income statement, balance sheet, and statement of cash flows are required financial statements. These three statements are informative tools that traders can use to analyze a companys financial strength and provide a quick picture of a companys financial health and underlying value.
SEC rules require your company to file annual reports on Form 10-K and quarterly reports on Form 10-Q with the SEC on an ongoing basis. These reports require much of the same information about the company as is required in a registration statement for a public offering.
What are SEC Filings? Trade securities on U.S. stock exchanges. Have more than $10 million in assets whose stock is held by more than 500 owners. Private companies with more than 500 shareholders or have made a public debt offering more than $1 million.
SEC filings are financial statements, periodic reports, and other formal documents that public companies, broker-dealers, and insiders are required to submit to the U.S. Securities and Exchange Commission (SEC).
Registration statements are required when a company initially sells shares to the public. Among the most common SEC filings are: Form 10-K, Form 10-Q, Form 8-K, the proxy statement, Forms 3,4, and 5, Schedule 13D, Form 144, and Foreign Investment Disclosures.