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Where are form 144s filed?

Form 144 must be filed with the SEC by an affiliate as a notice of the proposed sale of securities when the amount to be sold under Rule 144 during any three-month period exceeds 5,000 shares or units or has an aggregate sales price in excess of $50,000.

When Should Form 144 be mailed?

A. Form 144 must be filed at the time the order to sell is placed with the broker, if the number of shares exceeds 5,000 shares and the aggregate sale price exceeds $50,000.

What is a reporting company under Rule 144?

A reporting company satisfies the public information requirement if it has been subject to the reporting requirements of Section 13 or Section 15(d) of the Exchange Act for a period of at least 90 days and has filed all reports required during the 12 months preceding the sale (or such shorter period that the company ...

Who fills out Form 144?

Anyone who sells restricted, unregistered, and control securities in the United States must follow Rule 144 of the Securities Act of 1933,1 which was passed as a way to protect investors after the stock market crashed in 1929.

How do I sell OTC stock certificates?

In general, you sell an OTC stock the same way you would any other, in many cases through an online broker, such as Charles Schwab, TD Ameritrade or Scottrade.

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