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However if any required fields are incomplete or contain invalid data types ASIC staff will be unable to process this form. If appropriate ASIC will contact you by telephone for clarification or if the incomplete or invalid data is significant the FS20 will not be accepted for lodgement and will be returned to you unprocessed. Proofs and evidences Where changes have been made in the following areas the relevant proofs and evidences must be included as annexures to the FS20. Australian Securitie ...

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We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

How do I lodge FS20?

You should complete the relevant sections of form FS20 and lodge it with us within 10 business days of any change occurring. The most efficient way to complete and lodge form FS20 is online via our Licensees portal. Or you can download and print a paper copy of Form FS20 and lodge it by mail or in person.

What is a responsible manager?

A Responsible Manager is a key individual within a business. They can supervise operations in a few ways: Oversee the conduct of authorised representatives who trade financial instruments or provide advice. Be a company director appointed as a responsible manager.

What are managers 3 main responsibilities?

Most of the job responsibilities of a manager fit into one of three categories: planning, controlling, or evaluating.

What is a responsible manager Australia?

What is a responsible manager? Responsible Managers are the people that a licensee appoints to demonstrate to ASIC that it has the knowledge, skills and experience required to provide the financial services it is authorised to on its Australian Financial Services licence (AFSL).

What do you need to be a responsible manager?

Have appropriate knowledge and skills for the financial services and products your role relates to. Be directly responsible for docHub day-to-day business decisions about your organisations ongoing provision of financial services.

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What is a managers most important responsibility?

Leadership: A good manager needs to lead the members of the team in an effective way. It is the responsibility of manager to define the goals and assign tasks to the various members of the team. A manager can direct the team in the right path and help them achieve the goals.

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