Notices, Resolutions, Simple Stock Ledger and Certificate - New York 2025

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  1. Click ‘Get Form’ to open it in the editor.
  2. Begin with the 'Notice of Special Meeting of Directors'. Fill in the corporation's name and the date, time, and address of the meeting. Clearly state the purpose of the meeting.
  3. Proceed to 'Notice of Annual Meeting of Directors' and repeat similar steps as above, ensuring all details are accurate and complete.
  4. For 'Resolution of Shareholders', enter the corporation's name and detail the resolution being adopted. Ensure that all shareholder signatures are collected.
  5. Complete the 'Simple Stock Transfer Ledger' by entering stockholder names, transfer dates, certificate numbers, shares involved, and amounts paid.
  6. Finally, fill out the 'Stock Certificate' section with authorized shares and ensure it is signed by both President and Secretary for validity.

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The Stock Ledger is a record-keeping document maintained by a corporation to track and manage stock ownership information. This can help your company keep a record of shareholders and their ownership interests.
Copies of any documents filed with the Department of States Division of Corporations may be obtained by submitting a written request to the New York State Department of State, Division of Corporations, One Commerce Plaza, 99 Washington Avenue, Albany, NY 12231.
A stock certificate is a printed certificate issued by a corporation to a shareholder, documenting ownership in a stated number of shares of that corporations stock. It must be noted that generally the courts consider stock certificates distinct from the stock they represent and are merely tangible evidence of stock.
The purpose of keeping a stock ledger is to track the movement of shares, including the issuance, transfer, and other related activities. This enables the organization to keep track of each shareholder and the types of shares they own.
How do you maintain a Stock Ledger? Initial Setup: Create categories or sections for different types of stock items, such as raw materials, finished products, or components. Recording Transactions: Record every stock-related transaction, including purchases, sales, returns, and adjustments.
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