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Click ‘Get Form’ to open it in the editor.
Begin by filling out the registration year at the top of the form. Ensure you type clearly in black ink.
Indicate your type of professional fund-raiser by selecting the appropriate code from the options provided.
Complete section 1(A) through 1(D) with your full legal name, additional names, principal place of business, and contact information including phone and email.
If applicable, provide a Massachusetts address in section 1(E) and include your Federal ID Number or Social Security Number in section 1(G).
List any employees or agents responsible for campaigns in section 1(H), ensuring to attach additional pages if necessary.
For any existing charitable organizations you will work with, mark the box in section 2 and attach a separate page listing their details.
Complete sections regarding licenses from other agencies and any legal actions taken against you as required.
Finally, certify your information by signing at the bottom of the form and ensure all required fees are noted for submission.
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Key Takeaways. SEC Form 10, or the General Form for Registration of Securities, is a required regulatory filing for an entity that wishes to sell or issue securities. Form 10 is intended to provide disclosure of all relevant material information for an investor to make an investment decision.
What information do I need to complete Form 10?
It is mandatory to submit Form 10-IEA for Opt out or Re-entering in to New Tax regime by Individuals, HUF, AOP (other than co-operative societies),BOI AJP who have income from business or profession.
What is a 10 filing?
Form 10 is one of several forms that must be filed before a company can register securities for trading. However, its insufficient on its own. In other words, companies are also required to make other types of SEC filings in order to comply with regulations.
What is SEC form 10 used for?
Form 10 shall be used for registration pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 of classes of securities of issuers for which no other form is prescribed.
What is a Form 10 filing?
Documents you may need to provide Proof of the workers death; Birth certificate or other proof of birth; Proof of U.S. citizenship or lawful alien status if you were not born in the United States [More Info]; U.S. military discharge paper(s) if you had military service before 1968;
Related links
Registration Forms | Office of the Registrar | Academic Affairs
The RTF-EZ is used for registration transactions for the current semester. It requires an instructors signature for registration of closed courses.
Apr 1, 2025 This is an Official Bankruptcy Form. Official Bankruptcy Forms are approved by the Judicial Conference and must be used under Bankruptcy Rule 9009.
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