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Form D is also known as the Notice of Sale of Securities and is a requirement under Regulation D, Section 4(6), and/or the Uniform Limited Offering Exemption of the Securities Act of 1933. 2.
Who must file: Each issuer of securities that sells its securities in reliance on an exemption provided in Regulation D or Section 4(a)(5) of the Securities Act of 1933 must file this notice containing the information requested with the U.S. Securities and Exchange Commission (SEC) and with the state(s) requiring it.
Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
SEC Filing Fees SEC does not maintain a list of filing fees, per se; most fees are calculated. The fee is $116.20 per $1,000,000 (prorated for amounts less than $1,000,000). It is calculated by multiplying the aggregate offering amount by . 0001162.
To find a particular company's Form 10-K filings, use the Company Search for the SEC's EDGAR database. On the returned listing of filings for the company, enter \u201c10-K\u201d in the Filing Type box near the top of the page to filter for only Forms 10-K that have been filed.
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SEC Form 10, or the General Form for Registration of Securities, is a required regulatory filing for an entity that wishes to sell or issue securities. Form 10 is intended to provide disclosure of all relevant material information for an investor to make an investment decision.
SEC filings can be accessed for free at EDGAR, the commission's online database.
Form S-1 is the registration statement that the Securities and Exchange Commission (SEC) requires domestic issuers to file in order to publicly offer new securities. That is, issuers file S-1s for initial public offerings (IPOs) and follow-on offerings of new securities.
An S-1 is not effective until the SEC's comments are fully addressed. With a Form 10 a company is a full reporting company 60 days after filing regardless of the state of the SEC's comments. Form S-1 and Form 10 offer differing benefits to companies depending on the stage they are at.
The public may request for SEC documents through a user-friendly, web-based interface that includes online payment and courier delivery of the requested documents/s nationwide. The public may call Hotline Number 737-8888 for requests, mode of payment and courier delivery of the requested documents/s nationwide.

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