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How do I file 13H on Edgar?

After logging on to the EDGAR filer website, the web-based Form 13H is available by clicking on the \u201cForm 13H\u201d hyperlink on the left hand side of the screen under \u201cOnline Forms\u201d. Form 13H must be completed and submitted electronically through the EDGAR filer website.

What is a Form 13H?

SEC Form 13H is used by large traders to register with the Securities and Exchange Commission (SEC) in accordance with the requirements set forth in Section 13(h) of the Securities Exchange Act of 1934.

Do you have to file a 13H in the UK?

After its initial filing, a large trader must also make: A mandatory annual filing on Form 13H (Form 13H-A) within 45 days after the end of each full calendar year.

What happens if you don't file Form 13H?

Form 13H will be confidential and exempt from Freedom of Information Act requests. What Are the Consequences of Not Filing, or Filing Late? A failure to file Form 13H when required (whether or not inadvertent) could subject the offender to the range of penalties available under the Securities Exchange Act.

Do I need to file a 13H?

The Form is filed annually by every large trader within 45 days after the end of each full cal- endar year. Amendments to the Form must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccu- rate for any reason.

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Who has to file a 13H?

Regulatory Obligations. Exchange Act Rule 13h-1 (Large Trader Rule) requires \u201clarge traders\u201d to identify themselves as such to the SEC, disclose to other firms their large trader status and, in certain situations, comply with certain filing, recordkeeping and reporting requirements.

Is Form 13H public?

Is the Form 13H public? No, while Form 13H filings will be processed through EDGAR, once filed, they will not be accessible through the website or otherwise be made publicly available. In addition, the LTID number will not be made publicly available.

Is Form 13H publicly available?

Form 13H is a web-based electronic form, though a paper copy of the form (for reference purposes) can be found on the SEC's website. Form 13H is submitted to the SEC through the EDGAR system, but submitted Form 13H filings are not made publicly available.

Do I need to file 13H?

Answer: Yes. Regardless of whether any amended Forms 13H are filed, large traders also are required to file Form 13H annually, within 45 days after the calendar year-end.

Do Canadians have to file 13H?

After its initial filing, a large trader must also make: A mandatory annual filing on Form 13H (Form 13H-A) within 45 days after the end of each full calendar year.

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