Form nma: Fill out & sign online

Here's how it works

01. Edit your form online

Type text, add images, blackout confidential details, add comments, highlights and more.

02. Sign it in a few clicks

Draw your signature, type it, upload its image, or use your mobile device as a signature pad.

03. Share your form with others

Send it via email, link, or fax. You can also download it, export it or print it out.

The best way to modify Form nma in PDF format online

Ease of Setup

DocHub User Ratings on G2

Ease of Use

DocHub User Ratings on G2

Working on paperwork with our comprehensive and intuitive PDF editor is simple. Follow the instructions below to complete Form nma online quickly and easily:

Log in to your account. Log in with your credentials or create a free account to test the service prior to choosing the subscription.
Import a form. Drag and drop the file from your device or add it from other services, like Google Drive, OneDrive, Dropbox, or an external link.
Edit Form nma. Quickly add and highlight text, insert images, checkmarks, and signs, drop new fillable areas, and rearrange or delete pages from your paperwork.
Get the Form nma accomplished. Download your updated document, export it to the cloud, print it from the editor, or share it with others via a Shareable link or as an email attachment.

Benefit from DocHub, one of the most easy-to-use editors to quickly manage your documentation online!

be ready to get more

Complete this form in 5 minutes or less

Get form

Got questions?

We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

Contact us

How long does it take FINRA to approve U4?

After the form has been completed it is sent electronically to the Central Registration Depository(CRD). FINRA will complete the review of the U4 filing within 15 days from when it is received.

How long does it take finra to approve a name change?

The Applicant will then have 60 calendar days to fully respond to FINRA's initial request. To keep the matter moving efficiently, we recommend firms respond as soon as possible and not take the entire 60 days. All subsequent requests and/or responses follow a 30-day timeframe.

Where can I get Form BD?

Firms may contact the FINRA Gateway Call Center at (301) 590-6500 to discuss with appropriate staff any questions about Form BD filing requirements.

What is Form CMA?

A firm is under a continuing obligation to update changes to information about the firm. Broker-dealer firms must file a Form BD amendment and/or a Continuing Membership Application (Form CMA) depending on the type of registration information that requires updating.

How long does it take for U4 to update?

Whenever there is a material change to information that should be disclosed on the Form U4, the investment adviser representative has an obligation to update promptly that information. Typically, this means filing an amended Form U4 within 30 days of the material change.

Related forms

be ready to get more