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Super Account Administrator

Super Account Administrator 2026

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The document outlines the process for organizations to designate a Super Account Administrator (SAA) for accessing FINRA systems, specifically for new organizations or investment adviser firms that need to replace their SAA. It details the responsibilities of the SAA, including managing user access and ensuring compliance with FINRA's security procedures. The form includes sections for organization information, joint broker-dealer and investment adviser details, and requires an authorized signatory's agreement. Instructions for submission and contact information for assistance are also provided.

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Click ‘Get Form’ to open the Super Account Administrator in the editor.
Begin with Section 1, where you must provide your Organization ID (if available) and answer whether your organization is a Capital Acquisition Broker (CAB) only firm. Fill in the Organization Name and designate the Super Account Administrator (SAA) by entering their first name, last name, email, and phone number.
Proceed to Section 2 if applicable, providing details about your Broker Dealer and Investment Adviser information. Ensure all required fields are completed accurately.
In Section 3, complete this section only if you are a new Investment Adviser Firm or an existing Broker Dealer registering as a new Investment Adviser. Fill in the Full Legal Name and Primary Business Name.
Finally, move to Section 4 for the Agreement and Signature. An Authorized Signatory must execute this form. Ensure that all required signatures are provided and that the email matches what will be filed with FINRA.

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Versions	Form popularity	Fillable & printable
2018	4.8 Satisfied (47 Votes)
2016	4 Satisfied (56 Votes)

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Got questions?

We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

What does account administrator mean?

An accounts administrator is a finance professional who keeps track of a companys transactions. This can involve processing payments from customers and ensuring that a company pays out any money that it owes to clients or vendors.

What is a super account administrator?

An SAA is responsible for maintaining accounts and periodically reviewing accounts to verify that access is still required and appropriate for each user.

What is a Saa account?

An account under Special Attention Account (SAA) is a record of overdue debts that have not been settled by the borrower and are under the banks observation.

What is a super administrator account?

Has access to all features in the Google Admin console and Admin API and can manage every aspect of your organizations account. Super admins also have full access to all users calendars and event details.

How do I activate the super administrator account?

Enable Super Administrator account Enter cmd in the search box on the taskbar and right-click Command Prompt, and click Run as administrator. Enter net user administrator /active:yes on the Command Prompt window and press Enter. Please note that there is a space between administrator and /active:yes.

What is the role of an account administrator?

Monitoring and reconciling accounts receivable balances to maintain ledger accuracy and compliance. Overseeing the accounts receivable process to ensure timely and accurate invoicing and collections.

What is a super account administrator in Finra?

The SAA is entitled as an administrator to all applications participating in the FINRA Entitlement Program that are available to the organization. An organizations SAA is able to create, maintain and remove accounts for account administrators and users.

What is the difference between super user and administrator?

A Super Admin has full control over all settings, and an Administrator is below a Super Administrator. Are they hosting your site controller, or is it running on hardware you own?

Super Account Administrator 2026

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