Ucc3ad 2026

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Click ‘Get Form’ to open the UCC Financing Statement Amendment Addendum (UCC3Ad) in the editor.
In item 11, enter the initial financing statement file number as shown in item 1a of the related Amendment form.
For item 12, provide the name of the party authorizing this amendment exactly as it appears in item 9 on the Amendment form.
In item 13, input the name of the Debtor from the related financing statement. Use either item 13a for organizations or 13b for individuals, ensuring you include their full name without abbreviations.
If additional space is needed for collateral details, utilize item 14 to provide further information or attach additional pages as necessary.
Complete items 15 through 17 if filing in real estate records. Indicate if it covers timber or is a fixture filing and provide a sufficient description of real estate.
Use item 18 for any miscellaneous information required by your state’s regulations or attach additional pages if necessary.

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Where do I file a UCC 3 in NY?

By Mail: send the completed with the filing fee of $40 to the New York State Department of State, Division of Corporations, State Records and Uniform Commercial Code, One Commerce Plaza, 99 Washington Avenue, Albany, New York 12231.

What is an UCC 3 filing?

Form UCC3 is used to amend (make changes to) a UCC1 filing. The required information is: An acknowledgement name and address. (Recommended for return copy of the filing.) The file number of the original financing statement.

What is the difference between UCC-1 and UCC3?

There are two main forms: UCC-1 is completed upon the purchase or refinance of a property at closing and remains valid for 5 years from the date of filing. UCC-3 is an amendment or continuation statement that the owner files to renew the UCC-1 for another 5-year period.

What is UCC documentation?

A UCC (Uniform Commercial Code) financing statement is a mortgage or security agreement that uses personal property as collateral.

What is the purpose of the UCC-3?

A UCC3 Assignment is an Amendment filing that is an assignment of powers from one secured party (the assignor) to another secured party (the assignee). It is filed to authorize a new secured party to file any UCC3 amendments to the applicable financing statement.