Sipc 6 form 2026

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The document is a General Assessment Payment Form (SIPC-6) for members of the Securities Investor Protection Corporation (SIPC). It outlines the process for calculating and submitting assessments based on net operating revenues from the securities business for the first half of the fiscal year. The form includes instructions for reporting total revenue, deductions, and interest on late payments, as well as requirements for documentation and payment submission.

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Click ‘Get Form’ to open the SIPC 6 form in the editor.
Begin by entering the fiscal year ending date in the designated field. This is crucial for accurate assessment.
Fill in your name, address, and SEC registration number in Section 1. Ensure all details are correct to avoid delays.
In Section 2A, input the general assessment payment amount for the first half of the fiscal year as calculated from your revenue.
If applicable, subtract any prior year overpayment in Section 1 to determine your assessment balance due in Section 2C.
Complete Section 3 by listing any subsidiaries or predecessors included in this form, providing their names and registration numbers.
Finally, sign and date the form at the bottom before submitting it along with your payment.

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We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

What is not covered by SIPC?

FDIC insures your bank savings up to $250000 (per depositor, per bank) in the event that the bank fails. SIPC is similar but it protects your investments in the event of the failure or fraud of a brokerage firm. It will not protect you against declines in the market.

What does SIPC actually cover?

Up to $500,000 for Securities SIPC protects customers against the loss of their stocks, bonds, Treasury securities, certificates of deposit, mutual funds, money market mutual funds, and certain other investments as securities, held for them by the broker.

How do I file a SIPC claim?

A claim may be filed electronically, or by mailing a completed and signed claim form to the Trustee. When filing a claim electronically, or completing your written claim form for mailing, follow all instructions.

Who is required to join SIPC?

All registered brokers or dealers are SIPC members by law, with some exceptions. Address information is provided as a convenience and often reflects the members business mailing address and not necessarily the retail office or location.

What is a SIPC assessment?

SIPC members pay annual membership assessments which are used to fund SIPC and its mission. Most registered brokerage firms which conduct business with the investing public are SIPC members. SIPC member brokerage firms must state that they are SIPC members in their offices and on their webpage and advertisements.

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Is it safe to keep more than $500,000 in a brokerage account?

Although not every investor or transaction is protected by SIPC, no fewer than 99 percent of persons who are eligible get their investments back with the help of SIPC.

Sipc 6 form 2026

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