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What is a form NQ?

Form N-Q is a combined reporting form that is to be used for reports of registered management investment companies, other than small business investment companies registered on Form N-5 ( 239.24 and 274.5 of this chapter), under Section 30(b) of the Investment Company Act of 1940 (the Act) and Section 13(a) or 15(d

What is Form N-PX investopedia?

The SEC Form N-PX is to be completed by mutual funds and other registered management investment companies to disclose procedures for proxy votes. This details to investors how funds vote proxies related to different securities they hold.

What replaced form nq?

Form N-PORT will replace Form N-Q and is designed to provide the SEC with more timely information about a funds portfolio holdings and information regarding portfolio risk, portfolio liquidity and the use of derivatives.

How often is Form N-Port filed?

Rule as to Use of Form N-PORT Funds must report information quarterly about their portfolios and each of their portfolio holdings as of the last business day, or last calendar day, of each month, other than the information reported in Items B. 11 and C. 2.

What companies have to file with the SEC?

The SEC mandates that all public companies file regular 10-Ks to keep investors aware of a companys financial condition and to allow them to have enough information before they buy or sell securities issued by that company.

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