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DESIGNATED DEALER NOTIFICATION Georgia Securities Act of - sos georgia

DESIGNATED DEALER NOTIFICATION Georgia Securities Act of - sos georgia 2025

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The document outlines the process for dealers to notify the Georgia Securities Commissioner of their designated dealer status under the Georgia Securities Act of 1973. It includes sections for dealer information, compliance certification, and acknowledgment of training requirements for salesmen regarding designated securities. The form requires a filing fee and emphasizes compliance with various regulations related to securities transactions.

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What is the phone number for the Georgia securities Division?

For additional information, please visit the Office of the Secretary of State Securities Charities Divisions website at or contact the Division via email at registrations@sos.ga.gov or via telephone at (404)654-6023.

What does the securities Division do?

0:00 2:42 The whole economy benefits from that think about a basketball game for a moment without any refereesMoreThe whole economy benefits from that think about a basketball game for a moment without any referees teams without fear of reprisal start to break the rules. The game isnt fair.

What is the phone number for the SEC gov?

Divisions and Offices SEC DivisionsNameContact Information Office of the Secretary Vanessa Countryman (202) 551-5400 Office of Support Operations Olivier Girod (202) 551-8400 Office of the Strategic Hub for Innovation and Financial Technology (FinHub) Valerie Szczepanik (202) 551-FHUB (-3482)29 more rows Sep 27, 2013

How do I contact the Georgia Secretary of State?

How can we help? Georgia Call Center. 1-800-GEORGIA. contact online. Send a Message. hours. Monday to Friday.

What is the phone number for GA Secretary of State Licensing Division?

We accept check or money orders made payable to the Secretary of State, Professional Licensing Boards. Please do not send cash. If you have any questions or concerns regarding our licensee roster, please contact customer service at 404-424-9966.

What are the blue sky laws in Georgia?

Georgias Blue Sky Laws are designed to regulate securities and protect investors from fraud. These laws cover various aspects of securities transactions, including exemptions from registration, registration by coordination, and unlawful practices in securities trading.

What is the Georgia Secretary of State responsible for?

The Georgia Secretary of State registers voters, tracks annual corporate filings, grants professional licenses, and oversees the states securities market.

What is 10 5 33 of the Georgia Uniform Securities Act of 2008?

(a) It is unlawful for an individual to transact business in this state as an investment adviser representative unless the individual is registered under this chapter as an investment adviser representative or is exempt from registration as an investment adviser under subsection (b) of this Code section.

DESIGNATED DEALER NOTIFICATION Georgia Securities Act of - sos georgia 2025

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