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IPHC Scheduling Order - FINRAorg - finra

IPHC Scheduling Order - FINRAorg - finra 2025

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The document is an Initial Pre-Hearing Conference Scheduling Order from FINRA Dispute Resolution, outlining the details of a telephonic conference regarding a dispute case. It includes confirmations about the arbitration panel, communication protocols between parties and arbitrators, scheduled hearing dates, discovery timelines, motions procedures, witness list requirements, and fee assessments. The order serves to establish guidelines and deadlines for the arbitration process.

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Got questions?

We have answers to the most popular questions from our customers. If you can't find an answer to your question, please contact us.

How much does it cost to pay an arbitrator?

Your Arbitrator This person serves as a neutral third party who will ultimately make a binding or non-binding decision in your case. Private arbitrators in California can charge anywhere from $200 to $1,000 per hour.

Who pays for FINRA arbitration?

Typically, parties are responsible for their own fees unless the arbitrators rule otherwise. Please contact your regional arbitration staff for case specific fee questions. For answers to frequently asked questions about arbitration fees, visit the FAQs page. The fee a claimant pays to file a claim.

How much do FINRA arbitrators get paid?

Build your network Arbitrators often serve on a panel which provides the opportunity to meet and network with other professionals. Supplement your income FINRA arbitrators receive an honorarium: typically $600 per day or $850 per day for arbitrators serving as chairpersons (and $300 for each prehearing conference).

How much does FINRA pay arbitrators?

As an arbitrator on the FINRA Dispute Resolution roster, am I entitled to compensation for my service? A. Yes, arbitrators are compensated at the rate of $300 per hearing session, with an additional $125 per day if acting as Chairperson at the hearings on the merits.

Do arbitrators make a lot of money?

How much does an Arbitrator make? The estimated total pay for a Arbitrator is $105,202 per year, with an average salary of $80,025 per year. These numbers represent the median, which is the midpoint of the ranges from our proprietary Total Pay Estimate model and based on salaries collected from our users.

What is the 90 day rule for FINRA?

(2) Unless the parties agree or the panel determines otherwise, parties must serve motions under this rule at least 90 days before a scheduled hearing, and parties have 30 days to respond to the motion. Moving parties may reply to responses to motions. Any such reply must be made within 5 days of receipt of a response.

What is the FINRA rule 4580?

FINRA Rule 4580 requires that all covered members who engage in distribution or solicitation activities with a government entity on behalf of an investment adviser that provides or is seeking to provide investment advisory services to such government entity maintain books and records that pertain to FINRA Rule 2030.

What is the FINRA rule 13313?

A party whose claims were separated by the Director may make a motion to the panel in the lowest numbered case to reconsider the Directors decision.

IPHC Scheduling Order - FINRAorg - finra 2025

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