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15 U.S. Code 78o - Registration and regulation of brokers
A broker or dealer may be registered by filing with the Commission an application for registration in such form and containing such information and documents.
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united states securities and exchange commission
Feb 28, 2020 require the licensing of all persons manufacturing, exporting, importing or selling firearms and Business Conduct and Ethics. The information
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SECURITIES AND FUTURES ACT (CAP. 289)
Jan 17, 2012 1.2 These Guidelines set out the minimum licensing requirements under the SFA and the minimum licensing admission criteria for persons applying
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