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40. (1) The holder of a capital markets services licence shall on a monthly basis furnish to each customer a statement of account containing the particulars referred to in paragraph (2). the customer has requested, in writing, not to receive the statement of account on a monthly basis from the holder.
Securities and Futures Act (Cap 289, 2006 Rev Ed) Part XII of the SFA addresses prohibited market conduct including, inter alia, false trading and market rigging, market manipulation, and insider trading.
Section 203(2) SFA provides that an entity, the securities of which are listed for quotation on a securities exchange, shall not intentionally, recklessly or negligently fail to notify the securities exchange of such information as is required to be disclosed by the securities exchange under the listing rules or any
Under the SFA, fund management is defined to mean managing the property of, or operating, a collective investment scheme, or undertaking on behalf of customers (a) the management of a portfolio of capital markets products; or (b) the entry into spot foreign exchange contracts for the purpose of managing customers
Some of the key amendments include the extension of the scope of the SFA to over-the-counter derivatives, enhanced regulatory safeguards for retail investors, and the implementation of a stronger enforcement regime against market misconduct.

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SECURITIES AND FUTURES ACT. (CAP. 289) GUIDELINES ON THE REGULATION OF. MARKETS.
There are three specific classes of investors defined under the Securities and Futures Act - i) accredited investor ii) expert investor iii) institutional investor.
Regulation 45 of the SFR provides that borrowing and lending of specified products by a bank (i) must be recorded in a prior written agreement between the bank and the lender or borrower or their duly authorised agent where such agreement includes certain prescribed details; and (ii) must be collateralised.

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