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(Franchise Investment Law)The Department of Financial

(Franchise Investment Law)The Department of Financial 2026

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The document is a notice of exemption under the Franchise Investment Law from the California Department of Financial Protection and Innovation. It outlines the requirements for filing an exemption notice, including details about the filer, type of franchise, and agent for service of process. The document specifies different sections of the Corporations Code under which exemptions can be claimed, along with associated fees and instructions for completing and submitting the notice.

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Click ‘Get Form’ to open the Franchise Investment Law Notice of Exemption in the editor.
Begin by entering the Department Use Only section, including your application or notice number and fee paid.
In Section B, check the appropriate exemption under which you are filing. Choose from Section 31101, 31104, 31108, or 31109.
For Section C, indicate the type of filing by checking either Initial notice, Consecutive subsequent notice, or Amendment.
Fill in the calendar year for which this notice is filed in Section D.
Complete Item 1 with your name and principal business address. Specify if you are a Franchisor or Subfranchisor and provide details as required.
In Item 2, provide the name and address of your agent authorized to receive service of process in California.
Specify the franchise being offered in Item 3 by providing its name and a brief description. Indicate whether it is a Franchise or Subfranchise.
Complete Item 4 with contact information for an individual who can be reached regarding this notice.
Finally, sign and date the form at Item 5 before submitting it through our platform for processing.

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