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How do I initiate arbitration?

The arbitration process begins with a party, such as an investor, filing a Statement of Claim and other documents with FINRA. The Statement of Claim includes a description of the dispute, the parties involved and the amount of money sought.

What happens during arbitration?

Arbitration is similar to a small claims trial in that both sides present evidence and make arguments supporting their positions. Unlike small claims trials, in arbitration, the person who decides the outcome is not a judge, but an arbitrator.

What does an arbitration request involve?

26, 2021) Litigation is an ancient process that involves determining issues through a court with a judge or jury. Arbitration, on the other hand, involves two parties in a dispute who agree to work with a neutral third party in an attempt to resolve the dispute.

Is it better to go to court or arbitration?

In arbitration, the decision is generally binding and the parties have little recourse to challenge a judgment; in litigation, there are multiple levels of appeal (which can be both a reassurance and a cost-prohibitive provision.) Most often litigation settles without going to trial.

How do you ask for arbitration?

In general, a Request for Arbitration or a Notice of Arbitration must contain the names of each of the parties, the names of the parties representatives, a description of the dispute giving rise to claims, a statement of the relief sought, a description of the agreement containing the arbitration clause, the choice of

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