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The document is the Australian Securities and Investments Commission (ASIC) Form FS70, which is used by Australian financial services licensees to submit their profit and loss statements and balance sheets as required under the Corporations Act 2001. It outlines the necessary details for lodgement, including contact information, financial year specifics, auditor requirements, and compliance certifications. The form also includes guidelines for completing and submitting the form, along with penalties for non-compliance.

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What is form FS70?

Australian financial services licensee profit and loss statement and balance sheet. Purpose. AFS licensees are required to lodge an FS70 (profit and loss statement and balance sheet) and FS71 (audit report) or FS76 (annual compliance certificate) for each financial year. Applicable Fees.

What is FS71?

The FS71 audit report requires a combination of reasonable assurance opinions and limited assurance conclusions on the Licensees compliance with prescribed financial requirements and other relevant legislation. The auditor identifies the relevant financial requirements by referring to the licence conditions.

What is the deadline for lodging financial statements with ASIC?

If a company is required to lodge a Form 382 or Form 384 it must do so during the period commencing 3 months before the commencement of the relevant financial year and ending 4 months after the end of the relevant financial year.

What is an FS70?

How much does it cost to lodge FS70?

There are no fees to lodge the FS70. FS71 or FS76. AFS licensees are able to print an invoice that shows the amount owing. The FS71 and/or FS76 must be lodged together with the FS70.

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What is the audit of the AFSL?

The audit of an AFSL comprises two key components. That being the audit of the financial statements and the AFSL compliance documentation. Our reporting requirements dictate we provide an assurance opinion on both components.

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What is the audit of the AFSL?

fs70 and fs71

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