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Requests for U.S. NOBO lists must be sent to BSG Issuer Services at BSGIssuerServices@Broadridge.com or by fax to: 631-254-7622. Call Broadridge U.S. at 631-254- 7067 for additional information.
An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.
An objecting beneficial owner (OBO) instructs the financial intermediary who holds the securities to not provide the owners name and personal information to the company that issued the securities. A non-objecting beneficial owner (NOBO) agrees to allow their personal information to be released to the company.
The company may, however, have direct contact with shareowners who have designated themselves non-objecting beneficial owners (NOBOs), owners who do not object to having their identity known to the issuing company.
The record date of the request must be at least two or more business days in the future from the date you submit your request, unless there is a current proxy campaign. It will take an additional five business days from the record date for you to receive your list.
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