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Non-Objecting Beneficial Owners (NOBOs) elect to release their name and address to companies in which they have bought securities. An objecting beneficial owner (OBO) chooses not to release their information to companies.
What is a Nobo letter?
An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.
What is the difference between OBO and NOBO?
An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.
Can a shareholder request a NOBO list?
Some investors may also want to keep their investments private from other investors. Any shareowner can request a NOBO list.
Can a shareholder request a NOBO list?
Some investors may also want to keep their investments private from other investors. Any shareowner can request a NOBO list.
An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.
What is a Nobo report?
An objecting beneficial owner (OBO) instructs the financial intermediary who holds the securities to not provide the owner's name and personal information to the company that issued the securities. A non-objecting beneficial owner (NOBO) agrees to allow their personal information to be released to the company.
What is a stock Nobo?
A non-objecting beneficial owner (NOBO) is a beneficial owner of a company who gives permission to a financial intermediary to release their name and address to the companies or issuers in which they have bought securities.
What is a Nobo letter?
An OBO instructs the financial intermediary to not provide their personal information to the issuer. Conversely, a NOBO directs the intermediary to release their private personal information such as their name, address and number of shares owned to the issuer.
How do I request a NOBO list?
Requests for U.S. NOBO lists must be sent to BSG Issuer Services at BSGIssuerServices@Broadridge.com or by fax to: 631-254-7622. Call Broadridge U.S. at 631-254- 7067 for additional information.
Related links
Request for Rulemaking Concerning Shareholder ... - SEC.gov
Apr 21, 2004 — Therefore, companies only use NOBO lists to mail out supplemental ... ADP then mails the proxy statements and voting instruction forms ...
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