Form 33 109f4 2026

The document is Form 33-109F4, which is used for the registration of individuals and review of permitted individuals in the securities industry in Canada. It outlines the general instructions for completing and submitting the form to relevant regulators or self-regulatory organizations (SROs). The form collects personal information, employment history, regulatory disclosures, and details about qualifications and experience necessary for registration. It emphasizes the importance of providing accurate information and compliance with securities legislation.

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Click ‘Get Form’ to open it in the editor.
Begin by entering your legal name in Item 1. Ensure you include your last name, first name, and any additional names as required.
In Item 2, provide your residential address history for the past ten years. Include all relevant addresses and indicate how long you lived at each location.
Complete Item 3 with personal information such as date of birth, place of birth, gender, eye color, hair color, height, and weight.
For Item 5, specify the jurisdictions where you are seeking registration or review as a permitted individual. Check all applicable boxes.
In Item 6, check each category for which you are seeking registration or review. Make sure to complete Schedule C if necessary.
Review all entries for accuracy before submitting the form through our platform. If needed, utilize additional sheets for more information.

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