SEC FORM 4 - SEC.gov 2025

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Form S-4 is the registration statement that the Securities and Exchange Commission (SEC) requires reporting companies to file in order to publicly offer new securities pursuant to a merger or acquisition.
Use Form SS-4 to apply for an employer identification number (EIN). An EIN is a 9-digit number (for example, 12-3456789) assigned to employers, sole proprietors, corporations, partnerships, estates, trusts, certain individuals, and other entities for tax filing and reporting purposes.
Who Needs to Make an S-4 Filing? The SEC requires an S-4 filing from any publicly traded company undergoing a merger or an acquisition. This form must also be filed in bankruptcy situations when there is an exchange offer on the table, and during hostile takeovers.
Form 4 is stored in SECs EDGAR database and academic researchers make these reports freely available as structured datasets in the Harvard Dataverse.
An officer of a company whose securities are registered under Section 12(g) of the Exchange Act may, but is not required to, file a Form 4 report, checking the exit box, solely to indicate the officers resignation.

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SEC Form 4: Statement of Changes in Beneficial Ownership is a document that must be filed with the Securities and Exchange Commission (SEC) whenever there is a material change in the holdings of company insiders.

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