DFY February, March 2013-2025

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Schedule 4 concerns portfolio reconciliation. It is mandatory for CFTC Swap Entities but not for most of their customers. If a customer elects for Schedule 4 to applies to it, its swap dealer may require a portfolio reconciliation by notice to the customer at intervals specified by CFTC rules.
The March 2013 Protocol is designed in large part to facilitate compliance by swap dealers and major swap participants with CFTC rules, which require such parties to: (i) obtain values for swaps for risk management purposes, and (ii) engage in portfolio reconciliation.
The ISDA March 2013 Dodd-Frank Protocol (DF Protocol 2) addresses certain requirements of the CFTC Swap Documentation Rules and applies to US-person, guaranteed affiliate, and affiliate conduit (each as defined by the CFTC) counterparties to Covered Transactions with Deutsche Bank AG.
On May 10, 2013, ISDA published its 2013 Reporting ProtocolOpens in a new window and related documents, which allow parties to amend the terms of their ISDA Master Agreements (or any other agreement governing the terms of their derivative transactions) to address restrictions on a partys ability to comply with swap