Fca long form a 2025

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The document is an application form for candidates from the European Economic Area (EEA) seeking to perform controlled functions under the UK's approved person regime, as regulated by the Financial Conduct Authority (FCA). It includes sections for personal and firm identification details, employment history, fitness and propriety assessments, and declarations. The form emphasizes the importance of providing accurate information and outlines the responsibilities of both the candidate and the firm in relation to regulatory compliance.

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What is the FCA purpose?

Financial Conduct Authority. Financial Conduct Authority has a separate website. The Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy competition between financial service providers.

What is a long form A?

Long Form A Dual-regulated firms (including EEA and third. country firms) Application to perform controlled functions including senior management. functions.

When to use long form A?

Form A. There are two versions of Form A Long Form A and Short Form A. The main difference between the two is that Long Form A must contain detailed information about fitness and proprietary whereas Short Form A does not. The golden rule is that Long Form A can be used in ALL circumstances.

What is the FCA form A?

In general, Form A is used by an authorised firm which seeks the FCA and/or PRAs approval under section 59 of the Financial Services and Markets Act 2000 (FSMA) for a particular individual to perform controlled functions.

How much does it cost to get FCA approved?

Depending on the application type, the fee can range from 250 to 200,000, with most firms likely to be in the region of 1000-10000. This is a one-off fee that is payable prior to submitting the application, however, the firm will also have to pay the FCA an annual fee each year going forward upon authorisation.

fca long form a 2018

Fca long form a template Fca long form a 2022 FCA Form A Fca long form a pdf FCA Form C FCA Register FCA Connect FCA Handbook

What is long form of FCA?

FCAs full form is Fellow Chartered Accountant. The terms Fellow Chartered Accountant (FCA) and Associate Chartered Accountant (ACA) are not interchangeable because they are both members of the Indian Council of Chartered Accountancy (ICAI) at distinct levels.

What is the purpose of form A?

A Form A is a court form in family proceedings setting out the applicants notice of (or intention to proceed with) an application for a financial order.