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A broker-dealer must establish, document, and maintain a written Customer Identification Program (CIP) appropriate for its size and business.Read more
Feb 1, 2021 The CIP must include risk-based procedures for verifying the identity of each customer to the extent reasonable and practicable.5 The proceduresRead more
The CIP Safety protocol is an end-node to end-node safety protocol. The CIP. Safety protocol allows the routing of CIP Safety messages to and from CIP Safety.Read more