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Click ‘Get Form’ to open the audited report form in the editor.
Begin by filling out the 'Registrant Identification' section. Enter the name of your broker-dealer, firm ID number, and the complete address of your principal place of business. Ensure that you do not use a P.O. Box.
Next, provide the contact information for a person who can be reached regarding this report. Include their name and telephone number.
In the 'Accountant Identification' section, input the name and address of your independent public accountant. Select the appropriate checkbox to indicate their status (Certified Public Accountant, Public Accountant, or Accountant not resident in the U.S.).
Complete the 'Oath or Affirmation' section by entering your name and signing it. Make sure to include your title and have it notarized if required.
Finally, check all applicable boxes in the last section to confirm which documents are included with your report.
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A complete description of the Companys. 2004 results is included in our Annual Report on Form 10-K. Reinvest, Re-energize. The Company has taken a number ofRead more
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