Phs 398 cover page supplement 2026

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Definition & Meaning

The PHS 398 Cover Page Supplement is a mandatory component of the application package for applicants seeking funding from the Public Health Service. It provides a structured framework for collecting critical information that is supplementary to the primary application. The form is used to capture key details related to the project and its impact, ensuring that the PHS can assess applications comprehensively.

Key Information Included

  • Human Subjects: Details on the involvement, management, and safety protocols for human subjects.
  • Clinical Trials: Indication of whether the project includes clinical trials and specifics about oversight.
  • Research and Development (R&D) Support: Information on resources and support being utilized.

How to Use the PHS 398 Cover Page Supplement

The form is embedded within the broader application process, often available through institutional research offices or directly via the NIH website. Applicants typically need to fill out this document accurately and ensure it aligns with their project proposals.

Step-by-Step Usage

  1. Review Instructions Carefully: Before completing the form, read all guidelines provided by the NIH.
  2. Prepare Documentation: Gather all necessary details related to your research and human subjects.
  3. Complete Each Section Thoroughly: Ensure all fields are filled with precise data.

Steps to Complete the PHS 398 Cover Page Supplement

Completing the PHS 398 Cover Page Supplement requires attention to detail and an understanding of your project's requirements.

Detailed Process

  1. Download the Form: Access the official PHS form from your institution or the NIH website.
  2. Collect Necessary Information: Gather data on project details, participants, and methodologies.
  3. Fill Sections Systematically: Start with basic details before moving to complex sections like clinical trials.
  4. Review and Validate: Double-check each entry for accuracy and compliance with NIH standards.

Who Typically Uses the PHS 398 Cover Page Supplement

The form is primarily utilized by researchers and academia institutions applying for federal funding through grants administered by the NIH and related agencies.

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Common Users

  • Academic Researchers: Engaged in science and medicine.
  • Public and Private Institutions: Pursuing research projects that require federal funding.
  • Research Administration Professionals: Assisting principal investigators in grant applications.
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Key Elements of the PHS 398 Cover Page Supplement

The supplement is structured to capture specific data required by funding bodies to evaluate a project's scope and impact.

Important Sections

  • Principal Investigator (PI) Details: Information about the lead researcher of the project.
  • Project Description: Brief overview of research aims and expected outcomes.
  • Ethical Considerations: Outline of consent procedures and risk management for human subjects.

Legal Use of the PHS 398 Cover Page Supplement

The form must comply with legal guidelines and ethical standards set by the NIH and related federal regulations.

Legal Requirements

  • Compliance with the ESIGN Act: Ensures that electronic submissions are accepted.
  • Adherence to Privacy Standards: Protection of sensitive information related to human subjects.
  • Regulatory Approvals: Securing necessary consents and IRB approvals before submission.

Form Submission Methods

The completed PHS 398 Cover Page Supplement can be submitted through various channels depending on the applicant's preferences.

Available Methods

  1. Online Submission: Via official NIH portals where electronic submissions are accepted.
  2. Mail: Hard copies are sent to designated NIH offices.
  3. In-Person: For immediate processing, often coordinated through institutional offices.

Required Documents

Submitting the PHS 398 Cover Page Supplement typically necessitates attaching several supporting materials.

Essential Attachments

  • Project Proposal: Draft or final version providing comprehensive project details.
  • Ethical Approval Certificate: Proof of institutional review board (IRB) clearance.
  • CVs of Key Personnel: Background of principal investigators and key researchers.

By understanding these key elements, researchers can streamline their grant application processes, ensuring compliance with NIH requirements and increasing their chances of securing funding.

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Who we are. The Commissioned Corps of the U.S. Public Health Service, or USPHS Commissioned Corps, works on the front lines of public health. Our medical, health and engineering professionals fight disease, conduct research, and care for patients in underserved communities across the nation and throughout the world.
The Public Health Service Policy on Humane Care and Use of Laboratory Animals (PHS Policy) provides the regulatory framework for the use of live, vertebrate animals in any activity supported or conducted by the PHS agencies and U.S. Department of Health and Human Services components, or with entities which have an MOU
The PHS Policy, frequently referred to as the NIH Policy, requires each institution receiving PHS funds for research involving animals to submit detailed information regarding the institutions program for the care and use of animals (including farm animals, mice, and rats) to the Office of Laboratory Animal Welfare (
The PHS policy applies to all live vertebrate animals used in teaching, research and testing. The Guide describes the elements of acceptable institutional policies and veterinary care programs as well as specific physical requirements for the animal facility.
The PHS Policy and the U.S. Department of Agriculture (USDA) Animal Welfare Regulations (2) are the two principal federal documents setting forth requirements for animal care and use by institutions that use animals in research, testing, and education.

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People also ask

The PHS 398 Research Plan form is used only for research, multi-project, and SBIR/STTR applications. This form includes fields to upload several attachments, including the Specific Aims and Research Strategy.

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