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Check Registration Backgrounds Before You Trade | CFTC
Verify the registration status and disciplinary history of the person or firm selling a product or strategy before researching the risks or potential returns
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17 CFR Appendix A to Part 18 - Form 40
IF YES, Give the name(s) of the futures commission merchant, clearing member, or foreign broker carrying the account(s) of the reporting trader. Foreign
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Paperwork Reduction Act (PRA) Guide
Apr 27, 2011 If you check Yes, you must also answer Part B in the Supporting Statement (see the instructions in appendix I, part B). 18. Agency contact
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