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Companies with more than $10 million in assets whose securities are held by more than 500 owners must file annual and other periodic reports, regardless of whether the securities are publicly or privately traded. Smaller companies may use Form 10-KSB.
What is a Form 10-K filed with the SEC?
A 10-K is a comprehensive report filed annually by public companies about their financial performance. The report is required by the U.S. Securities and Exchange Commission (SEC) and is far more detailed than the annual report.
Who is required to complete a Form 10-K?
What is a 10-K form? Every publicly traded company is required to file financial reports with the Securities and Exchange Commission, or the SEC. The SEC Form 10-K offers a comprehensive snapshot of the companys financial health throughout the year, almost like an annual report for the business numbers.
Who must receive Form 10-K?
Form 10-K due 90 days after fiscal year-end. NT 10-K due on the business day after the 10-K due date. Late 10-K due after filing a NT 10-K, the deadline for the 10-K is extended 15 calendar days from actual due date. Form 10-Q due 45 days after end of quarter-end.
What triggers the filing of Form 10?
The SEC requires a company to file SEC Form 10 when it has more than $10 million in total assets and more than 500 shareholders. A company with fewer shareholders or assets may voluntarily make this SEC filing, but it is not required.
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Although similarly named, the annual report on Form 10-K is distinct from the annual report to shareholders, which a company must send to its shareholders when it holds an annual meeting to elect directors. To find a particular companys Form 10-K filings, use the Company Search for the SECs EDGAR database.
Related links
WALGREENS BOOTS ALLIANCE, INC.
Aug 6, 2014 Walgreens Boots Alliance Annual Report on Form 10-K for the fiscal year Companys Quarterly Report on Form 10-Q filed on December 20, 2018
Mar 6, 2025 A 10-K is the annual filing a company must make. Search by company name (or part of a name), ticker symbol, or search by industry to create a
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