Tracking Form for Disclosure of Protected Health Information 2025

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HIPAA Authorization for Research. A Privacy Rule Authorization is an individuals signed permission to allow a covered entity to use or disclose the individuals protected health information (PHI) that is described in the Authorization for the purpose(s) and to the recipient(s) stated in the Authorization.
The HIPAA Privacy Rule is a federal law that requires covered entities to track the release of protected health information (PHI).
Specifically, the investigator must track the following: When PHI will be disclosed in the course of a research project for which the IRB has issued a waiver of authorization (this would include a disclosure of PHI collected under a partial waiver for screening/recruitment purposes); and.
Under HIPAA, disclosures that are not part of treatment, payment, and/or operations and that are not authorized by the patient should be tracked. Disclosures of personally identifiable information (PII) under the Information Privacy Act (IPA) should also be tracked.
HIPAA rules require that a record be made of a disclosure of any personally identifiable information that is made without an authorization by the research participant.
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A covered entity is permitted, but not required, to use and disclose protected health information, without an individuals authorization, for the following purposes or situations: (1) To the Individual (unless required for access or accounting of disclosures); (2) Treatment, Payment, and Health Care Operations; (3)
To respect HIPAA compliance rules, a signed HIPAA release form must be obtained from a patient before their protected health information can be shared with other individuals or organizations, except in the case of routine disclosures for treatment, payment or healthcare operations permitted by the HIPAA Privacy Rule.

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