Tracking Form for Disclosure of Protected Health Information Preview on Page 1

Tracking Form for Disclosure of Protected Health Information 2026

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  1. Click ‘Get Form’ to open it in the editor.
  2. Begin with the Patient Information section. Enter the patient's name, date of birth (DOB), medical record number (MRN), address, city, state, zip code, phone number, and email (optional).
  3. In the Type of Access Requested section, select only one option that suits your needs: Paper Copy, CD, My Health Online, Inspection Only, Email (encrypted), Email (not encrypted), or Other.
  4. Next, choose a Delivery Method by checking one box: Mail, Email, Fax, Pick-Up (if applicable), or My Health Online Portal.
  5. Specify the Purpose of Requested Use or Disclosure by selecting how you will use the records. This is a legal requirement.
  6. In the Authorization section, select your Sutter care facility from the dropdown menu or manually enter it from the attached list.
  7. Indicate to whom you want your health information released. If it's for yourself, check the corresponding box.
  8. Fill out the Information Disclosure section by specifying what information you need and for which date range.
  9. Complete Page 2 by providing any Special Authorization needed for sensitive information and entering an expiration date if desired.
  10. Finally, sign and date the form as required by law. Ensure all fields are completed before submitting.

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Disclosures that Commonly Qualify for Accounting An accounting is required if the disclosure is made and no authorization from the patient or patients personal representative is obtained: In response to a subpoena or other judicial or administrative proceeding if not accompanied by a patient authorization.
Specifically, the investigator must track the following: When PHI will be disclosed in the course of a research project for which the IRB has issued a waiver of authorization (this would include a disclosure of PHI collected under a partial waiver for screening/recruitment purposes); and.
Disclosures that need not be tracked include: Disclosures covered by a HIPAA authorization form that the person or his or her personal representative has signed, Disclosures of PHI in the form of a limited data set; Disclosures made to the subject of the PHI; and.
The HIPAA Privacy Rule governs the use and disclosure of PHI by covered entities, which include healthcare clearinghouses, health insurers, employer-sponsored healthcare plans, and medical providers.
A covered entity must obtain the individuals written authorization for any use or disclosure of protected health information that is not for treatment, payment or health care operations or otherwise permitted or required by the Privacy Rule.

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Under HIPAA, disclosures that are not part of treatment, payment, and/or operations and that are not authorized by the patient should be tracked. Disclosures of personally identifiable information (PII) under the Information Privacy Act (IPA) should also be tracked.

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Tracking and Accounting of Disclosures of Protected Health

Unless exempted by HIPAA, all disclosures must be tracked using the Disclosure Log. Disclosures can be in written, verbal and electronic form.

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